North American Securities Administrators Association

The North American Securities Administrators Association (NASAA) represents state and provincial securities regulators in the United States, Canada and Mexico. NASAA members are the closest regulators to local communities, small businesses and the investing public throughout North America. Members of NASAA have a multifaceted mission of protecting investors from fraud and abuse, conducting investor education, providing guidance and assistance via the established regulatory framework, and ultimately helping power the North American economy by ensuring the integrity of the financial markets. NASAA Vision Protect investors from fraud and abuse; educate investors; support responsible capital formation; and help ensure the integrity and effici